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Financial Advisers: MICHAEL CLAYTON Information

This is the detailed information about MICHAEL CLAYTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001005087, the year the Financial Adviser first provided advice is 1976 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:40.

Financial Adviser Number: 001005087
Financial Adviser Name: MICHAEL CLAYTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1976
Financial Adviser Number: 001005087
Financial Adviser Name: MICHAEL CLAYTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1976
Adviser Town: Sydney
Adviser State: NSW
Adviser Country: Australia
  1. Financial Adviser Status: Ceased
    Name of the licence holder: MACQUARIE EQUITIES LIMITED
    Licence Number: 000237504
    Licence ABN: 41002574923
    The company(ies) or people who control the licensee's business: MACQUARIE GROUP LIMITED
    The date the Financial Adviser commenced the appointment: 2009-12-03
    The date the Financial Adviser ceased the appointment: 2018-12-20
    Authorised Representative Name: MACQUARIE EQUITIES LIMITED
    Authorised Representative Number: 000237504
    Rep Appointed ABN: 41002574923
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Master of International Management - Thunderbird School of Global Management
  2. The sub type of the Financial Adviser: Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
    Licence Number: 000240813
    Licence ABN: 19009145555
    The company(ies) or people who control the licensee's business: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
    The date the Financial Adviser commenced the appointment: 2019-02-11
    Authorised Representative Name: MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
    Authorised Representative Number: 000240813
    Rep Appointed ABN: 19009145555
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Master of International Management - Thunderbird School of Global Management

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.