You are here

Home » Financial Adviser

Financial Advisers: JEFF SWAN Information

This is the detailed information about JEFF SWAN, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001005898, the year the Financial Adviser first provided advice is 1963 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:43.

Financial Adviser Number: 001005898
Financial Adviser Name: JEFF SWAN
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1963
  1. Financial Adviser Status: Ceased
    Name of the licence holder: WESTPAC BANKING CORPORATION
    Licence Number: 000233714
    Licence ABN: 33007457141
    The company(ies) or people who control the licensee's business: WESTPAC BANKING CORPORATION
    The date the Financial Adviser commenced the appointment: 2004-02-09
    The date the Financial Adviser ceased the appointment: 2019-06-28
    Authorised Representative Name: WESTPAC BANKING CORPORATION
    Authorised Representative Number: 000233714
    Rep Appointed ABN: 33007457141

Click here to purchase Australia company credit reports, helping you understand the target company's background, financial status, risk assessment, and other key information to provide strong support for your business decisions.



Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.