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Financial Advisers: ROWAN ALEXANDER SIMPSON Information

This is the detailed information about ROWAN ALEXANDER SIMPSON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001008898, the year the Financial Adviser first provided advice is None (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:56:49.

Financial Adviser Number: 001008898
Financial Adviser Name: ROWAN ALEXANDER SIMPSON
The role of the Financial Adviser: Financial Adviser
Adviser Town: Kenmore
Adviser State: QLD
Adviser Country: Australia
  1. The sub type of the Financial Adviser: Provisional Financial Adviser
    Financial Adviser Status: Current
    Name of the licence holder: DJA CAPITAL PTY. LTD.
    Licence Number: 000342893
    Licence ABN: 86140515242
    The date the Financial Adviser commenced the appointment: 2020-09-16
    Authorised Representative Name: DJA CAPITAL PTY. LTD.
    Authorised Representative Number: 000342893
    Rep Appointed ABN: 86140515242
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Retirement Savings Account Products: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Financial Planning - University of Sunshine Coast
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania~2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of Sunshine Coast
  2. Financial Adviser Status: Ceased
    Name of the licence holder: AMP FINANCIAL PLANNING PTY LIMITED
    Licence Number: 000232706
    Licence ABN: 89051208327
    The company(ies) or people who control the licensee's business: AMP ADVICE HOLDINGS PTY LTD ~ AMP GROUP HOLDINGS LIMITED ~ AMP HOLDINGS LIMITED ~ AMP LIMITED ~ AMP WEALTH MANAGEMENT HOLDINGS PTY LTD ~ NATIONAL MUTUAL FUNDS MANAGEMENT (GLOBAL) LIMITED
    The date the Financial Adviser commenced the appointment: 2015-02-01
    The date the Financial Adviser ceased the appointment: 2018-07-01
    Authorised Representative Name: INVEST BLUE PTY LTD
    Authorised Representative Number: 000257496
    Rep Appointed ABN: 91100874744
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Financial Planning - University of Sunshine Coast
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania~2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of Sunshine Coast
  3. Financial Adviser Status: Ceased
    Name of the licence holder: GENESYS WEALTH ADVISERS LIMITED
    Licence Number: 000232686
    Licence ABN: 20060778216
    The company(ies) or people who control the licensee's business: AMP LIMITED
    The date the Financial Adviser commenced the appointment: 2005-03-01
    The date the Financial Adviser ceased the appointment: 2014-12-01
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Financial Planning - University of Sunshine Coast
    Provides details on the qualifications the adviser has completed that are FASEA approved: 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania~2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of Sunshine Coast

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.