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Financial Advisers: DAVID HENTY SUTTON Information

This is the detailed information about DAVID HENTY SUTTON, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001255202, the year the Financial Adviser first provided advice is 1976 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:57:09.

Financial Adviser Number: 001255202
Financial Adviser Name: DAVID HENTY SUTTON
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1976
  1. Financial Adviser Status: Current
    Name of the licence holder: MCFADDENS SECURITIES PTY LTD
    Licence Number: 000338943
    Licence ABN: 19138130328
    The date the Financial Adviser commenced the appointment: 2017-06-01
    Authorised Representative Name: MCFADDENS SECURITIES PTY LTD
    Authorised Representative Number: 000338943
    Rep Appointed ABN: 19138130328
    Fin Securities: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: B Comm - University of Melbourne ~ B Comm - University of Melbourne ~ Member Governance Institute of Australia - Governance Institute of Australia ~ Member Governance Institute of Australia - Governance Institute of Australia ~ RG146 - Securities Institute ~ RG146 - Securities Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Governance Institute of Australia ~ Governance Institute of Australia
  2. Financial Adviser Status: Current
    Name of the licence holder: DAYTON WAY SECURITIES PTY LTD
    Licence Number: 000382585
    Licence ABN: 83143257532
    The date the Financial Adviser commenced the appointment: 2017-06-16
    Authorised Representative Name: DAYTON WAY SECURITIES PTY LTD
    Authorised Representative Number: 000382585
    Rep Appointed ABN: 83143257532
    Fin Derivatives: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, excluding IDPS: 1
    Fin Securities: 1
    Fin Margin Lending Facility/Standard Margin Lending Facility: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: B Comm - University of Melbourne ~ B Comm - University of Melbourne ~ Member Governance Institute of Australia - Governance Institute of Australia ~ Member Governance Institute of Australia - Governance Institute of Australia ~ RG146 - Securities Institute ~ RG146 - Securities Institute
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Governance Institute of Australia ~ Governance Institute of Australia

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.