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Financial Advisers: JAMES HARPER Information

This is the detailed information about JAMES HARPER, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001259646, the year the Financial Adviser first provided advice is 2017 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:57:13.

Financial Adviser Number: 001259646
Financial Adviser Name: JAMES HARPER
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 2017
  1. Financial Adviser Status: Ceased
    Name of the licence holder: INDEPENDENT FINANCIAL ADVISERS AUSTRALIA PTY LTD
    Licence Number: 000464629
    Licence ABN: 61601365904
    The date the Financial Adviser commenced the appointment: 2017-11-08
    The date the Financial Adviser ceased the appointment: 2019-03-22
    Authorised Representative Name: INDEPENDENT FINANCIAL ADVISERS AUSTRALIA PTY LTD
    Authorised Representative Number: 000464629
    Rep Appointed ABN: 61601365904
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Financial Accounting - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Profession of Independent Financial Advisers (PIFA)
  2. Financial Adviser Status: Current
    Name of the licence holder: FOUNDATION MANAGEMENT (WA) PTY LTD
    Licence Number: 000239079
    Licence ABN: 53009266899
    The date the Financial Adviser commenced the appointment: 2019-03-22
    Authorised Representative Name: GAVIN JOHN MILES
    Authorised Representative Number: 000249793
    Rep Appointed ABN: 11082326325
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Life Products/Investment Life Insurance Products: 1
    Fin Life Products/Life Risk Insurance Products: 1
    Fin Managed Investment Schemes, excluding IDPS: 1
    Fin Securities: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Financial Accounting - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional Education
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: Financial Planning Association of Australia (FPA) ~ Profession of Independent Financial Advisers (PIFA)

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.