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Financial Advisers: ALEXANDER GAVIN ROSS Information

This is the detailed information about ALEXANDER GAVIN ROSS, it is the Financial Advisers, its unique identifying number allocated to the credit licensee is 001263279, the year the Financial Adviser first provided advice is 1967 (YYYY), the name of the register the record belongs to Financial Advisers. This data update on: 2020-10-28 16:57:15.

Financial Adviser Number: 001263279
Financial Adviser Name: ALEXANDER GAVIN ROSS
The role of the Financial Adviser: Financial Adviser
The year the Financial Adviser first provided advice: 1967
  1. Financial Adviser Status: Current
    Name of the licence holder: GAVIN ROSS & CO. PTY. LTD.
    Licence Number: 000241092
    Licence ABN: 33007079745
    The date the Financial Adviser commenced the appointment: 2018-04-12
    Authorised Representative Name: GAVIN ROSS & CO. PTY. LTD.
    Authorised Representative Number: 000241092
    Rep Appointed ABN: 33007079745
    Fin Deposit and Payment Products/Non-basic Deposit Products: 1
    Fin Government Debentures, Stocks or Bonds: 1
    Fin Managed Investment Schemes, including IDPS: 1
    Fin Managed Investment Schemes/MDA Services: 1
    Fin Retirement Savings Account Products: 1
    Fin Superannuation: 1
    Fin Margin Lending Facility/Non-Standard Margin Lending Facility: 0
    All Securities: 1
    Provides details on the qualifications or training courses the adviser has completed that are relevant to providing FS: Bachelor of Commerce (Honours) - Victoria University ~ Diploma of Financial Planning - Deakin University
    Provides details of memberships of professional bodies or industry associations relevant to providing financial services: FINSIA

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Data Dictionary

The company(ies) or people who control the licensee's business: They can sometimes be a majority shareholder or able to control votes at meetings or board composition.
Disciplinary action type: Disciplinary action type. ASIC has regulatory powers in relation to financial advisers and can ban individuals from providing financial product advice.
Fin, e.g: Fin Carbon Credits/Carbon Unit, means Provide Financial Product Advice - Carbon Credits/Carbon Unit. The following logic is applied to product authorisation codes. IF Financial Adviser is authorised to provide advice on this product AND their status equals current THEN show 1 ELSE show null. Product Authorisations are for current Financial Advisers only, null values are used for ceased Financial Advisers.
If more than one entry exists they will be concatenated together and separated by a tilde.